Financial Services Attorney and Regulatory Counsel
Speaking Engagements Speaker, “Investment Adviser Performance Advertising,” Marketing & Advertising Compliance for Investment Advisers, Financial Research Associates, LLC, Princeton Club, New York, NY September 16, 2010. Speaker, “Gifts and Hospitality in High Risk Markets: How to Balance Local Customs and the Letter of the Law,” 23rd National Forum on the Foreign Corrupt Practices Act, AmericanConference Institute, New York, NY March 24, 2010.